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SQE Exam Essentials and Preparations · Apr 9, 2025 · 31 min

Legal Services 1 Overview: Regulation, Ethics, and Access

In this episode of SQE1 Essentials, we examine the modern framework of legal services regulation in England and Wales — a critical part of the SQE1 syllabus and solicitor professional competence. 🎓 What you'll learn: What constitutes a "legal service" and how the sector is structured The role of the Solicitors Regulation Authority (SRA), including its principles and risk-based approach to regulation Professional obligations for solicitors and law firms regarding authorisation and conduct The impact of the Equality Act 2010 on legal service provision and employment practices How legal services intersect with financial regulation – the roles of the FCA and PRA Funding legal services: private fees, CFAs, DBAs, fixed fees, legal aid, third-party funding, and legal expenses insurance 📘 Whether you're preparing for the SQE1 or entering legal practice, this episode gives you a practical insight into the expectations and obligations of the modern solicitor. 📲 Access full training resources and MCQs via the PASS SQE App or at celetraining.com

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show notes

In this episode of SQE1 Essentials, we examine the modern framework of legal services regulation in England and Wales — a critical part of the SQE1 syllabus and solicitor professional competence.

🎓 What you'll learn:

  • What constitutes a "legal service" and how the sector is structured
  • The role of the Solicitors Regulation Authority (SRA), including its principles and risk-based approach to regulation
  • Professional obligations for solicitors and law firms regarding authorisation and conduct
  • The impact of the Equality Act 2010 on legal service provision and employment practices
  • How legal services intersect with financial regulation – the roles of the FCA and PRA
  • Funding legal services: private fees, CFAs, DBAs, fixed fees, legal aid, third-party funding, and legal expenses insurance

📘 Whether you're preparing for the SQE1 or entering legal practice, this episode gives you a practical insight into the expectations and obligations of the modern solicitor.

📲 Access full training resources and MCQs via the PASS SQE App or at celetraining.com

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