Robert Cook on FINRA Forward, and More

FINRA Forward—New Initiatives to Support Members, Markets, and the Investors They Serve FINRA360 Request for Comment on Capital Formation Rules, Guidance and Processes Request for Comment on Modern Workplace Rules, Guidance and Processes Request for Comment on Associated Persons’ Outside Activities Statement to Correct Misinformation About Outside Activities Proposal Broad Review to Modernize Rules Regarding Member Firms and Associated Persons Proposed Rule Change to Modify the Implementation Schedule Regarding Corporate Financing Fees Proposed Rule Change on Transaction Reporting Engage With FINRA Find us: LinkedIn / X / YouTube / Facebook / Instagram / E-mail Subscribe to our show on Apple Podcasts, Google Play and by RSS.